Broker Check

Fee Structure

Full-Service Wealth Management Fee Structure

This is our full-service, fee-only pricing model for comprehensive wealth management, investment management, and financial planning. We charge an annual percentage of assets under management for individuals and families.

We believe the most valuable financial planning happens through an ongoing relationship—not a one-time plan or hourly advice.

That’s why we don’t offer flat-fee or hourly billing. We work with a select group of clients through an assets-under-management (AUM) model. This structure allows us to go deeper, stay proactive, and help you navigate life’s most important financial decisions with clarity and confidence.

As fiduciaries, we’re committed to acting in your best interest—always. That means we’re not just managing investments. We’re helping coordinate every part of your financial life, from retirement and tax strategies to estate planning and big-picture decision-making.

The AUM fee reflects the value of having a trusted, long-term partner who understands your goals, thinks ahead, and walks with you through every stage of life.


Wealth Management - Households > $500,000Fee
  
$1 - $1,000,0001.00%
  
Next $2 million ($1,000,001 - $3,000,000)0.85%
  
Next $2 million ($3,000,001 - $5,000,000)0.75%
  
Next $10 million ($5,000,001 - $15,000,000)0.40%
  
$15,000,001 and above

0.20%


Households < $500,000Fee
  
$1 - $500,0001.25%
  

 

How Fees Are Charged for Wealth Management Clients

Our fee structure is designed to ensure we do better when you do better.

Fees are automatically deducted from your investment account, with your authorization through our custodian—so there’s no need to manage checks or invoices.

This fee includes:

  • Comprehensive financial planning for you and your family

  • Investment research, monitoring, and rebalancing

  • Regular strategy meetings

  • Ongoing access to our Gold Medal Services

Our goal is to give you peace of mind and confidence that your financial life is well cared for—so you can focus on the people, goals, and pursuits that matter most.

 

ERISA Plans (401k & 403b) Fee Schedule

For employer-sponsored retirement plans, we charge an annual fee based on assets under management (AUM), with a flat-fee minimum that reflects the level of service and fiduciary oversight we provide.

This structure offers transparency, scalability, and alignment with your responsibilities as a plan sponsor. Our team provides support designed to strengthen your plan, reduce liability, and improve outcomes for your participants.

Our ERISA plan services include:

  • 3(38) fiduciary oversight

  • Investment due diligence and monitoring

  • Plan design consulting

  • Participant education and communication

  • Recordkeeper and TPA coordination


ERISA PlansFee
  
$0 - $1,000,0001.00%
  
Next $2 million ($1,000,001 - $3,000,000)0.60%
  
Next $2 million ($3,000,001 - $5,000,000)0.30%
  
Next $10 million ($5,000,001 - $15,000,000)0.20%
  
$15,000,001 and above0.10%
  
Minimum Fee $500 per month / $1500 per quarter + travel expenses for 3(38) Fiduciary Status 


How Fees Are Charged for Retirement Plans

Plan fees are billed either monthly or quarterly based on assets under management. A flat-fee minimum applies and is detailed in your service agreement.

This pricing reflects the depth of our involvement and our commitment to improving plan performance while helping you meet your fiduciary responsibilities with confidence.


Ready to take the next step?
Contact us to schedule a conversation and learn how we can serve you, your family, or your retirement plan with clarity, care, and purpose.

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